ISSUES CHARACTERIZING EFFECTIVE TOBACCO CONTROL LEGISLATION
PRESENTED AT THE 2ND NATIONAL CONSENSUS BUILDING WORKSHOP
ON THE REVIEW OF THE CONTROL OF SMOKING ACT 1992.
THAPAMA HOTEL
CITY OF FRANCISTOWN
BOTSWANA
25TH APRIL 2002.
BY
PHILLIP KARUGABA
THE ENVIRONMENTAL ACTION NETWORK
(TEAN)
UGANDA
1.0 Introduction
"Smoking and other uses of tobacco constitute the main
preventable cause of premature death and disability, and the
purpose of legislation is to prevent and reduce the burden of
illness, early mortality and morbidity, and human suffering caused
by the use of tobacco."
Ruth Romer
As countries come alive to the grave dangers posed by tobacco
to the health of their citizens, their environments, and their
economies, calls for action by way of legislation grows. The
abundance of science on the effects of tobacco on the human body
now leaves little room for doubt on the issue. After years of
denial, even the tobacco companies are now beginning to make
some admissions on this front.
The initiation by the World Health Organization of the Framework
Convention on Tobacco Control signals to the world that the time
for action against tobacco is now. The negotiation process has
forced countries to face up to the dangers of tobacco and examine
their commitment to the health of their citizens.
The passing of national legislation is one mechanism by which
a country can act to curb the tobacco epidemic. However the enactment
of legislation is not the end of the story. Tobacco is more than
a health issue. Very often it escalates into the political plane,
for behind it lies a multi-billion dollar industry. This makes
all the difference. Mosquitoes don't pay taxes and don't present
the same formidable opponents to control of malaria that tobacco
companies pose to tobacco control.
This paper will examine the key essentials in tobacco control
legislation and will also explore what measures need to be taken
to ensure effectiveness of such legislation.
2.0 What should be in legislation?
Legislation is the crystallization of policy. It gives legal
expression to the formulations, intentions and desires of a government
as expressed in policy documents. It signals recognition by the
government of a problem and demonstrates commitment by the government
to solving it.
Good tobacco control legislation must be rooted in a good
policy. It is pertinent to set out our concept of tobacco control.
We understand it to mean that those who choose to smoke should
be fully informed of the risks and should not be misled by advertising,
those who choose not to smoke should be protected from the dangers
of second hand smoke, those who wish to quit are supported and
that our environment should be protected. Embedded in the concept
of the various protections are not only reactive measures to
curb industry practices but also proactive measures including
holding the industry responsible for its misdeeds.
Ruth Romer in her book fittingly titled "Legislative
Action to Combat the World Tobacco Epidemic" lists down
specific purposes of legislation;
· to control the growth, manufacture, promotion, and
sale of tobacco and tobacco products;
· to create an atmosphere in which non-smoking is the
accepted social norm;
· to promote the development of a public attitude that
the use of tobacco is dangerous, unhealthy and socially unacceptable;
· to dissuade young people from beginning to smoke and
to permit children to grow up free from enticements to smoke;
· to protect the health of non-smokers and their right
to breathe clean air; and at the same time to decrease the opportunities
for smokers to smoke;
· to encourage all smokers to stop smoking, particularly
high-priority groups, including young people, women (particularly
pregnant women), parents of young children, people with medical
problems, workers exposed to industrial hazards, and those in
occupations where responsibility has to be taken for the lives
of others (e.g airline pilots, transport workers) or in occupations
that serve as models for others (e.g health service personnel
and teachers)
· to provide the authorization, impetus and resources
for comprehensive tobacco-control campaigns.
She proceeds to categorize legislative measures into two main
types;
a) legislation leading to changes in practice among those
engaged in the manufacture, promotion and sale of cigarettes;
supply side measures including control of advertising, sponsorship
and promotion, health warnings, control of harmful substances,
restrictions on sales to adults, economic strategies;
b) legislation leading to changes in practice among smokers;
demand side measures including, tax and price, control of smoking
in public places and work places, prevention of young people
from smoking, health education
Over 70 countries in the world have one form of legislation
or another. There is a lot of experience to draw from. Late starts
sometimes have advantages. In a manner of speaking, one need
not re-invent the wheel. The slow process of experimentation,
of trial and error, need not delay us. Those that have gone before
have blazed the trail. Their experiences show to us what to follow,
what works and what doesn't. The challenge is now for us to put
their experiences in our local contexts.
Today, we can take advantage of four rounds of negotiation
of the Framework Convention on Tobacco Control. The FCTC is intended
to serve as a minimum threshold for measures to combat the tobacco
epidemic. With the benefit of world experts and various national
inputs, the draft sets out tobacco control measures under various
headings. It serves as excellent guidance to us making an inquiry
into what should be contained in tobacco control legislation.
We will outline the key components of the proposed measures;
a) price and tax measures to reduce the demand for tobacco;
b) Non-price measures to reduce demand for tobacco; elimination
of involuntary exposure to tobacco smoke, regulation of the contents
of tobacco products, ingredient disclosures, packaging and labeling,
education and awareness;
c) Advertising, promotion and sponsorship bans;
d) Treatment and cessation for tobacco dependence;
e) Measures related to the supply of tobacco; curbing illicit
trade in tobacco products, elimination of supply by and sales
to young persons, minimum packet content, licensing of tobacco
manufacturers, distributors, importers and retailers,
f) Compensation and liability;
g) Treaty mechanisms
True these issues are still under negotiation and it is too
early to say what shape or form the final clauses will take.
What is pertinent to us is to take our cue from the tobacco control
issues identified to be the basis for negotiation in the development
of the FCTC.
Judging by the FCTC or the parameters set by Ruth Romer evidently
Botswana has done well. The draft legislation is an improvement
from the control of Smoking Act of 1992. While the focus of the
1992 Act was on the protection of non-smokers and banning of
advertising, the new draft Bill now encompasses a comprehensive
regime of both supply and demand side measures.
Clearly a lot of effort has been put in this Bill and it has
paid off. Coming from the outside, it is not easy to tell what
aspects of the Bill are borne of your country experience and
what parts of it are learnt from other countries. Suffice to
say that upon a first reading of the draft my reaction was "impossible".
It was only after learning that there were no local tobacco companies
that I could understand the very strong positions in the Bill.
Then I said yes! Lets do it.
While there is room for some language tightening in the Bill
it is evident that it contains all the hallmarks of effective
legislation. Some key policy measures that would be recommended;
a) taxation of tobacco products; this entails raising taxes
at least at the rate of growth in incomes so that tobacco products
do not become affordable overtime. Tax policies are one of the
most effective measures in tobacco control. Increases in taxation
of tobacco products result in more revenue to the Government
while at the same time reducing consumption. It enables the Governments
to raise revenue and protect their populations.
While this is usually the province of separate legislation,
it would be prudent to make reference to it by way of empowering
the tobacco regulator to at least make recommendations on the
taxation rates for consideration in the national budget.
b) role of civil society organizations; civil society organizations
(CSOs) have a great role to play in this era of shrinking government.
Often CSOs extend to areas where the Government lacks either
resources or will at all to reach and even within the reach of
the Government, CSOs can act as an effective watchdog and pressure
group keeping tabs on the processes of implementation of the
law.
Recognition should be given to the role of CSOs in the legislation.
Provision should be made for co-operation with CSOs and they
should be allowed access to funding from the regulator for their
activities.
c) focus on research based methods; The best methods of tobacco
control are those that have been proven by research or experience
elsewhere to work. In this regard, mention is to be made of youth
based approaches in tobacco control. Too strong a focus on youth
prevention measures may produce the opposite result with this
age group. The tobacco companies have marketed their products
to the youth as a symbol of independence and rebellion against
authority figures. Very strong measures targeted at the youth
may provoke rebellion and thus drive the youth into the arms
of the tobacco companies.
That this is one of the measures that the tobacco industry
supports is a further ground to make these measures suspect.
The industry is only motivated by one thing; profit. If it agrees
with any measure of tobacco control it is because they have already
found a way round it or because they believe it to be ineffective.
Caution is therefore necessary in prescribing measures that
are solely targeted at the youth. We must remember that the other
measures like warning labels, restrictions on places of sale,
advertising bans, information & awareness campaigns will
reach the youth anyway.
d) ban duty free sales; the draft has wide provisions on anti
smuggling measures but this would not be complete without a ban
on duty free sales of tobacco products.
Duty free cigarettes often end up as smuggled products. There
is no justification in the Government losing revenue by allowing
the top notch of its citizens or residents to purchase such a
dangerous product free of tax. Duty free cigarettes heighten
the profile of the product, and may defeat advertising bans.
e) access to the courts; rights are only as effective as the
mechanisms for enforcement. In countries with poor literacy levels
or poor awareness levels for technical issues like tobacco control,
there is merit in liberalizing "locus standi" to allow
enforcement of rights by CSOs. Public interest litigation has
proved itself as invaluable in promoting the rights. To facilitate
PIL, filing fees and rules on costs of litigation also have to
be relaxed.
In Uganda public interest litigation has advanced the cause
of protection of non-smokers from exposure t second hand smoke.
On May 31st 2001, TEAN filed a suit against the Attorney General
and the National Environment Management Authority seeking declarations
that smoking in public was a violation of non-smokers rights
to life and to a clean and healthy environment. The suit is till
pending and despite a lot of interference by the local BAT company,
prospects of a good result are bright. The National Environment
Management Authority has commissioned a consultant's study into
the issue and has constituted a working group to develop regulations
to protect non-smokers.
We would also like to suggest that if the opportunity arises
for constitutional reform, that some of the core rights be enshrined
in your constitution, if not already there, such as the right
to a clean and healthy environment and PIL.
3.0 Implementation issues
What I would like to discuss here are red flag issues; potential
pitfalls in legislation and in approaches that may affect the
efficacy of the Bill.
a) regulatory framework; tobacco control is a continuous process
and it is necessary to have a specific body outside the ordinary
Government machinery to oversee the process.
Institutions are very often only as good as the people who
man them. Bad laws may hamper good people, just as bad people
may abuse their positions. It is necessary that attention is
paid to the provisions attendant to the creation of a regulator.
Key among these are the provisions relating to funding and
to the independence of the regulator. Is the regulator a separate
legal entity? How are the officers appointed and by whom? What
are the criteria for appointment? Are there conflict of interest
provisions? How do you guard against industry capture? Is the
body free from political or industry interference? Do the officers
have security of tenure? How big is the decision making body?
How is the body to be funded? Can it sustain it self? The best-designed
regulator still needs funding to operate and constraints on this
funding may eat into the well-crafted provisions and undermine
the independence of the regulator.
Organizational supremacy? Is the regulator the recognized
apex body on tobacco control issues? Territorial and organizational
feuds can often paralyze an organization, and the public health
issues may well slip into the feuding cracks.
b) level of detail; a balance has to be struck between the
level of detail in the body of the statute and what has to be
relegated to the schedule. A detailed statute may constrain the
ability of the regulator to respond to issues. Appropriate detail
in the schedule allows the regulator flexibility to respond.
Regulation is after all a process of abuse and reaction to abuse.
d) development process; the process of development of legislation
is as important as the content of the legislation itself. A wide
consultation and debate process allows for greater understanding
and internalization of the legislation and thus makes for an
easier enforcement load.
This meeting demonstrates that wide consultation is taking
place. I however note that it is stated to be the final one.
Hope that there will be some extensions and that there will be
awareness campaigns even after the Bill is passed.
The awareness campaigns will help spread the message to place
that the law may be difficult to enforce. While we may protect
non-smokers in public places, what happens to the spouses and
children in the homes of smokers.
e) plain language drafting; what we seek to achieve in legislation
is first compliance with the laws then in default of that enforcement.
The law seeks to obligate certain behaviour not to fill our jails.
Compliance is enhanced is the laws are written in a manner that
they can be understood. A participatory development process coupled
with simple language in the law enhances compliance and reduces
the costs of enforcement;
f) enforcement; the law must have an effective sanction, if
all else fails. The penalty must be a sufficient deterrent.
g) cessation interventions; after you hit a smoker with ugly
warning signs, expensive cigarettes, lack of space and he is
ready to quit, there should be assistance for him to do so
4.0 Other issues;
a) the FCTC; Botswana is fortunate to be engaged in this process
at the same time that the world is engaged in negotiations on
the FCTC. Full advantage has to be taken of this process. Awareness
of the tobacco control issues could be built around the global
and parallel national efforts.
Further close tabs have to be kept to keep in touch with developments
on the FCTC. Intended, as it is to act as a minimum floor for
tobacco control measures, mirroring the FCTC provisions in national
legislation, as a minimum will avoid need for amendments should
this Bill be passed before the FCTC is ratified.
b) regional and sub-regional co-operation and co-ordination;
tobacco control spans national borders. Many of the ills being
guarded against such as advertising and smuggling cannot be controlled
by national measures alone.
Aside from the FCTC, opportunities for regional and sub-regional
co-operation and co-ordination need to be sought and fostered.
c) awareness of tobacco industry efforts to sabotage the Bill;
South Africa took ten years to pass its recent tobacco control
laws. Uganda, Tanzania and Kenya all have draft legislation stalled
at various stages. Often the powerful hand of the tobacco industry
is at play behind the scenes dragging down the process.
While perhaps not a key issue for Botswana, it is nonetheless
important to bear in mind the simple laws of physics and of history.
For very reaction there is an equal and opposite reaction. For
every revolution, there is a counter-revolution. It must be resisted
and crushed, even in tobacco control!
5.0 Conclusions
Botswana's efforts in developing tobacco control legislation
deserve commendation and emulation by those countries that have
not embarked on this path. As one of the leaders in the field,
Botswana serves as a beacon to those that attempt to follow this
path. It must remain firm and unwavering in its efforts to prioritarise
and protect the health of the public. To borrow an expression,
"it profits us nothing to gain the world and lose our health"
"Speak up for those
who cannot speak for themselves, for the rights of all who are
destitute,
Speak up and judge fairly;
defend the rights of the poor and needy." Proverbs 31: 8-9
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